Rule: 69W-500.015 Prev   Up   Next

Rule Title: Exemption for Offers and Sales of Securities of Foreign Issuers to Non-U.S. Persons in Offshore Transactions
Department: DEPARTMENT OF FINANCIAL SERVICES    Add to MyFLRules Favorites
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Division: Securities
Chapter: EXEMPT TRANSACTIONS

Latest version of the final adopted rule presented in Florida Administrative Code (FAC):

VIEW_RULE Effective Date: 9/22/2014
History Notes: Rulemaking Authority 517.03(1), 517.061(19) FS. Law Implemented 517.061(19) FS. History–New 7-30-98, Formerly 3E-500.015, Amended 9-30-10, 9-22-14.
References in this version: No reference(s).
History of this Rule since Jan. 6, 2006
Notice /
Adopted
Section Description ID Publish
Date
View Text Final
69W-500.015
Exemption for Offers and Sales of Securities of Foreign Issuers to Non-U.S. Persons in Offshore Transactions 15038994 Effective:
09/22/2014
View Text Public Meeting
69W-500.005
......
This is the Final Public Hearing on the adoption of proposed amendments to these rules, originally published on May 19, 2014, Vol. 40, No. 97, ....
  August 19, 2014, 9:00 a.m., during a regular meeting of the ....
  Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, ....
14896695 8/4/2014
Vol. 40/150
View Text Change
69W-500.005
......
Disclosure Requirements of Section 517.061(11)(a)3., F.S, Unsolicited Purchase or Sale of Securities Pursuant to Section 517.061(13), F.S, Exemption/Charitable Contributions to Pooled Income Funds, Exemption .... 14666126 6/10/2014
Vol. 40/112
View Text Change
69W-500.005
......
Disclosure Requirements of Section 517.061(11)(a)3., F.S, Unsolicited Purchase or Sale of Securities Pursuant to Section 517.061(13), F.S, Exemption/Charitable Contributions to Pooled Income Funds, Exemption .... 14644107 6/4/2014
Vol. 40/108
View Text Proposed
69W-500.005
......
The rules are proposed for amendment to update references to incorporated material. The Office of Financial Regulation proposes to consolidate all material incorporated by reference in Chapter 69W, F.A.C. into a new proposed .... 14547980 5/19/2014
Vol. 40/97
View Text Development
69W-500.005
......
The rules are proposed for amendment to update references to incorporated material. The Office of Financial Regulation proposes to consolidate all material incorporated by reference in Chapter 69W, F.A.C. into a new proposed .... 14449719 4/15/2014
Vol. 40/73
View Text Final
69W-500.015
Exemption for Offers and Sales of Securities of Foreign Issuers to Non-U.S. Persons in Offshore Transactions 9161667 Effective:
09/30/2010
View Text Public Hearing
69W-500.008
......
This is the Final Public Hearing on the adoption of proposed amendments to the Rules 69W-500.008, 69W-500.013, 69W-500.015, 69W-500.016 and ....
  August 26, 2010, 9:00 a.m., during a regular meeting of the ....
  Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, ....
8990850 8/13/2010
Vol. 36/32
View Text Proposed
69W-500.008
......
Rules 69W-500.008, .015, .016, and .017, F.A.C., are amended to reflect the most current versions of federal regulations and federal statutes referenced in the rules. Rule 69W-500.013, F.A.C., is amended to correct a cross .... 8685785 6/18/2010
Vol. 36/24
View Text Development
69W-500.008
......
Rules 69W-500.008, .015, .016, and .017, F.A.C., are amended to reflect the most current versions of federal regulations and federal statutes referenced in the rules. Rule 69W-500.013, F.A.C., is amended to correct a cross .... 8069156 12/24/2009
Vol. 35/51
View Text Final
69W-500.015
Exemption for Offers and Sales of Securities of Foreign Issuers to Non-U.S. Persons in Offshore Transactions 2863748 Effective:
07/30/1998