14449719, 69W-500.005 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 14449719

Notice of Development of Rulemaking

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

EXEMPT TRANSACTIONS

Overview

RULE:

69W-500.005	Disclosure Requirements of Section 517.061(11)(a)3., F.S
69W-500.008	Unsolicited Purchase or Sale of Securities Pursuant to Section 517.061(13), F.S
69W-500.012	Exemption/Charitable Contributions to Pooled Income Funds
69W-500.015	Exemption for Offers and Sales of Securities of Foreign Issuers to Non-U.S. Persons in Offshore Transactions
69W-500.016	Exemption for Issuers of Section 4(a)(2) Offerings
69W-500.017	Compensatory Benefit Plan Exemption

PURPOSE:

The rules are proposed for amendment to update references to incorporated material. The Office of Financial Regulation proposes to consolidate all material incorporated by reference in Chapter 69W, F.A.C. into a new proposed rule 69W-200.002, F.A.C. that conforms with Section 120.54(1)(i), F.S. The proposed amendments would reference 69W-200.002, F.A.C., where the material can be accessed via the FAR.

SUBJECT:

Securities Regulation

RULEMAKING AUTHORITY:

517.03(1), 517.1215(2), 517.1217 FS.

LAW:

517.061(11), 517.061(13), 517.061(19) FS

PRINT PUBLISH DATE:

4/15/2014 Vol. 40/73

RELATED STATUTES
AND LAWS:

517.03(1), 517.1215(2), 517.1217 FS., 517.061(11), 517.061(13), 517.061(19) FS

OVERSIGHT COMMITTEE:

Joint Administrative Procedures Committee
Florida Administrative Law Central Online Network (F.A.L.C.O.N.)

RELATED COURT CASES:

Division of Administrative Hearings

FEDERAL eRULEMAKING
WEB PORTAL:

Regulations.gov

HOW TO LINK TO
THIS NOTICE:

http://www.flrules.org/gateway/ruleno.asp?id=69W-500.005&PDate=4/15/2014&Section=1

REFERENCE MATERIALS:

No reference(s).

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