Rule Chapter: 69W-500
Chapter Title: EXEMPT TRANSACTIONS Add to MyFLRules Favorites
Add to MyFLRules Favorites
View Chapter:
View Individual Rules
Click on the word icon to view the latest rule version. Or click on the rule number to see the detail of the rule.
Latest
Version
Rule No. Rule Title Effective
Date
Rule file 69W-500.001 Integration of Section 517.061, F.S.; Offers and Sales 7/31/1991
Rule file 69W-500.004 Computation of Number of Purchasers for Purposes of Section 517.061(11), F.S 10/29/2012
Rule file 69W-500.005 Disclosure Requirements of Section 517.061(11)(a)3., F.S 9/22/2014
Rule file 69W-500.006 Commissions and Compensation Payable in Connection with an Offering Exempted Pursuant to Section 517.061(11), F.S 7/31/1991
Rule file 69W-500.007 General Solicitation or General Advertising in Connection with an Offering Exempted Under Section 517.061(11), F.S 10/29/2012
Rule file 69W-500.008 Unsolicited Purchase or Sale of Securities Pursuant to Section 517.061(13), F.S 9/22/2014
Rule file 69W-500.010 Recognized Manuals of Securities 5/10/2000
Rule file 69W-500.011 Registration of Issuer Under Section 517.061(11), F.S., as Dealer 11/15/2016
Rule file 69W-500.012 Exemption/Charitable Contributions to Pooled Income Funds 9/22/2014
Rule file 69W-500.013 Exemption/Mobile Home Parks/Limited Purpose Stock Offering 10/29/2012
Rule file 69W-500.014 Court Approved Transactions 3/29/1992
Rule file 69W-500.015 Exemption for Offers and Sales of Securities of Foreign Issuers to Non-U.S. Persons in Offshore Transactions 9/22/2014
Rule file 69W-500.016 Exemption for Issuers of Section 4(a)(2) Offerings 9/22/2014
Rule file 69W-500.017 Compensatory Benefit Plan Exemption 9/22/2014
Rule file 69W-500.018 Exemption for the Offer or Sale of a Single-Share Stock Certificate as a Gift 4/16/2009