Notice: 28118183
Final Adopted Version in F.A.C.
Department: DEPARTMENT OF FINANCIAL SERVICES
Division: Securities
Chapter: REGISTRATION OF SECURITIES

VIEW NOTICE

Overview

RULE:
69W-700.007   Options or Warrants Granted Underwriters
RULE FILE DATE: 3/1/2024
RULE EFFECTIVE DATE: 3/21/2024
HISTORY NOTES: Rulemaking Authority 517.03 FS. Law Implemented 517.081(7) FS. History–New 9-20-82, Formerly 3E-20.06, 3E-700.07, 3E-700.007, Amended 9-22-14, 3-21-24.

OVERSIGHT COMMITTEE: Joint Administrative Procedures Committee
Florida Administrative Law Central Online Network (F.A.L.C.O.N.)

RELATED COURT CASES: Division of Administrative Hearings

FEDERAL RULES
AND REGULATIONS:
Electronic Code of Federal Regulations

HOW TO LINK TO
THIS NOTICE:
http://www.flrules.org/gateway/ruleno.asp?id=69W-700.007&Section=0
REFERENCE MATERIALS: No reference(s).