27942225, 69W-700.001 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 27942225

Notice of Proposed Rule

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

REGISTRATION OF SECURITIES

Overview

RULE:

69W-700.001	Registration of Securities
69W-700.002	Filing of Prospectus
69W-700.003	Content of Prospectus
69W-700.006	Voting Rights
69W-700.007	Options or Warrants Granted Underwriters
69W-700.008	Options and Warrants to Officers, Employees and Others
69W-700.012	Oil and Gas Participation Plans
69W-700.014	Real Estate Investment Trusts (REIT)
69W-700.015	Offering Price of Equity Securities
69W-700.030	Advertising and Sales Literature

PURPOSE:

The purpose and effect is to incorporate updated forms, to replace “Federal Savings and Loan Insurance Corporation” with “Federal Deposit Insurance Corporation,” to clarify when registration involving the sale of non-voting common stock or other equity security interest will not be permitted, to specifically include limited liability companies, to use consistent terms, to incorporate the definition of “promotional securities” from Rule 69W-200.001, F.A.C., and to clarify the requirements for use of advertising in connection with a registered securities offering.

SUMMARY:

The rule is amended to incorporate updated forms, to replace “Federal Savings and Loan Insurance Corporation” with “Federal Deposit Insurance Corporation,” to clarify when registration involving the sale of non-voting common stock or other equity security interest will not be permitted, to specifically include limited liability companies, to use consistent terms, to incorporate the definition of “promotional securities” from Rule 69W-200.001, F.A.C., to clarify the requirements for use of advertising in connection with a registered securities offering.

RULEMAKING AUTHORITY:

517.03, FS.

LAW:

517.03, 517.07, 517.081, 517.101 FS.

PRINT PUBLISH DATE:

1/12/2024 Vol. 50/09

COMMENTS:

From 1/12/2024 To 2/2/2024 (21 Days)
The public comment period for this notice has already expired.

REFERENCE MATERIALS:

No reference(s).

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