Rule: 69W-700.002 Prev   Up   Next

Rule Title: Filing of Prospectus
Department: DEPARTMENT OF FINANCIAL SERVICES    Add to MyFLRules Favorites
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Division: Securities
Chapter: REGISTRATION OF SECURITIES

Latest version of the final adopted rule presented in Florida Administrative Code (FAC):

VIEW_RULE Effective Date: 11/25/2019
History Notes: Rulemaking Authority 517.03(1) FS. Law Implemented 517.081(3) FS. History–New 9-20-82, Formerly 3E-20.01, 3E-700.02, Amended 10-26-97, Formerly 3E-700.002, Amended 11-22-10, 9-22-14, 11-25-19.
References in this version: Ref-11277 Form U-7, Small Corporate Offering Registration (9-1999)
History of this Rule since Jan. 6, 2006
Notice /
Adopted
Section Description ID Publish
Date
View Text Final
69W-700.002
Filing of Prospectus 22604218 Effective:
11/25/2019
View Text Proposed
69W-700.001
......
The purpose and effect is to amend the existing rules to incorporate by reference the current versions of forms, to make the same available for public access through electronic hyperlinks, to delete references to obsolete .... 22252205 8/13/2019
Vol. 45/157
View Text Development
69W-700.001
......
The purpose and effect is to amend the existing rules to incorporate by reference the current versions of forms, to make the same available for public access through electronic hyperlinks, to delete references to obsolete .... 22020569 6/20/2019
Vol. 45/120
View Text Final
69W-700.002
Filing of Prospectus 15037345 Effective:
09/22/2014
View Text Public Meeting
69W-700.001
......
This is the Final Public Hearing on the adoption of proposed amendments to these rules, originally published on May 19, 2014, Vol. 40, No. 97, ....
  August 19, 2014, 9:00 a.m., during a regular meeting of the ....
  Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, ....
14897083 8/4/2014
Vol. 40/150
View Text Change
69W-700.001
......
Registration of Securities, Filing of Prospectus, Promoters Equity Investment Ratio, Voting Rights, Options or Warrants Granted Underwriters, Options and Warrants to Officers, Employees and Others, Preferred .... 14663798 6/10/2014
Vol. 40/112
View Text Proposed
69W-700.001
......
The rules are proposed for amendment to clearly state the forms required for the registration of securities; broaden the types of offerings to be all-inclusive and increase consumer protection; allow companies to determine .... 14550696 5/19/2014
Vol. 40/97
View Text Development
69W-700.001
......
The proposed amendments update the rules relating to the registration of securities. 14472805 4/22/2014
Vol. 40/78
View Text Development
69W-700.002
......
The rules are proposed for amendment to update references to incorporated material. The Office of Financial Regulation proposes to consolidate all material incorporated by reference in Chapter 69W, F.A.C. into a new proposed .... 14450204 4/15/2014
Vol. 40/73
View Text Final
69W-700.002
Filing of Prospectus 9397183 Effective:
11/22/2010
View Text Public Hearing
69W-700.002
......
This is the Final Public Hearing on the adoption of proposed amendments to Rules 69W-700.002, .015, and .028, F.A.C., published on August 20, ....
  October 12, 2010, 9:00 a.m., during a regular meeting of the ....
  Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, ....
9200079 10/1/2010
Vol. 36/39
View Text Proposed
69W-700.002
......
The rules are amended to reflect the latest versions of federal regulations, federal statutes, and forms referenced in the rules. The rules are also clarified to reflect the appropriate forms that must be filed in connection .... 8905490 8/20/2010
Vol. 36/33
View Text Development
69W-700.002
......
The rules are amended to reflect the most current versions of federal regulations and federal statutes referenced in the rules. Rule 69W-700.028, F.A.C., is clarified to reflect the appropriate forms that must be filed for .... 8069253 12/24/2009
Vol. 35/51
View Text Final
69W-700.002
Filing of Prospectus 2866173 Effective:
10/26/1997