Rule: 69W-700.019 Prev   Up   Next

Rule Title: Submission of Sales Reports
Department: DEPARTMENT OF FINANCIAL SERVICES    Add to MyFLRules Favorites
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Division: Securities
Chapter: REGISTRATION OF SECURITIES

Latest version of the final adopted rule presented in Florida Administrative Code (FAC):

VIEW_RULE Effective Date: 10/29/2012
History Notes: Rulemaking Authority 517.03(1) FS. Law Implemented 517.081(3) FS. History–New 9-20-82, Formerly 3E-20.18, 3E-700.19, Amended 12-8-87, 7-31-91, Formerly 3E-700.019, Amended 10-29-12.
References in this version: No reference(s).
History of this Rule since Jan. 6, 2006
Notice /
Adopted
Section Description ID Publish
Date
View Text Final
69W-700.019
Submission of Sales Reports 12164011 Effective:
10/29/2012
View Text Hearing
69W-700.019
Submission of Sales Reports 11906282 8/24/2012
Vol. 38/34
View Text Public Meeting
69W-700.019
This is the Final Public Hearing on the adoption of proposed amendments to this rule, published on July 6, 2012, Vol. 38, No. 27, Florida Administrative ....
  August 21, 2012, 9:00 a.m., during a regular meeting of the ....
  Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, ....
11887658 8/17/2012
Vol. 38/33
View Text Proposed
69W-700.019
Rule 69W-700.019, F.A.C., is recommended for amendment to change the requirement of mandatory submission of sales reports to only require submission of sales reports upon request by the Office pursuant to Section 517.081(3), .... 11676780 7/6/2012
Vol. 38/27
View Text Development
69W-700.019
Rule 69W-700.019, F.A.C., is to be amended to change the requirement of mandatory submission of sales reports to only require submission of sales reports upon request by the Office; and clarify the requirement of notice .... 11513820 5/25/2012
Vol. 38/21
View Text Final
69W-700.019
Submission of Sales Reports 2867628 Effective:
07/31/1991