19-11.004 : Excessive Trading in the FRS Investment Plan - Florida Administrative Rules, Law, Code, Register

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Rule: 19-11.004 Prev Up Next

Rule Title: Excessive Trading in the FRS Investment Plan
Department:	STATE BOARD OF ADMINISTRATION	Add to MyFLRules Favorites
Division:	Departmental
Chapter:	PROCEDURES FOR THE PUBLIC EMPLOYEE OPTIONAL RETIREMENT PROGRAM

Latest version of the final adopted rule presented in Florida Administrative Code (FAC):

	Effective Date:	4/22/2024
	History Notes:	Rulemaking Authority 121.4501(8) FS. Law Implemented 121.4501(13), (14), (15) FS. History–New 10-21-04, Amended 3-9-06, 10-25-07, 12-8-08, 1-7-10, 7-12-12, 6-5-14, 8-18-14, 12-30-15, 4-12-17, 2-12-18, 2-19-19, 5-11-22, 4-22-24
	References in this version:	Ref-14012 Transfer Request Form- 06-18

History of this Rule since Jan. 6, 2006

Section	Description	ID	Publish Date

Final 19-11.004	Excessive Trading in the FRS Investment Plan	28235165	Effective: 04/22/2024
Proposed 19-11.001 ......	Rule 19-11.001 is being amended to update the definition of an exempt transaction to include rollovers of eligible funds; to update the age by which plan members must take Required Minimum Distributions once they terminate ....	28080741	2/21/2024 Vol. 50/36
Development 19-11.001 ......	To adopt updated forms; to clarify/correct certain information; to add a definition for “volunteer services.” There are no other rules incorporating these proposed amended rules. The proposed amendments do not have an impact ....	27785473	11/16/2023 Vol. 49/223
Final 19-11.004	Excessive Trading in the FRS Investment Plan	25802211	Effective: 05/11/2022
Proposed 19-11.001 ......	To amend Rule 19-11.001, F.A.C. to correct some typographical errors and to add definitions that are used for federal SECURE Act purposes as applied to after-death distributions of members’ FRS Investment Plan accounts, ....	25482208	1/21/2022 Vol. 48/14
Development 19-11.001 ......	To adopt updated forms; to clarify/correct certain information; to update definitions and provisions that are applicable to the federal SECURE Act as applied to after-death distributions to beneficiaries of FRS Investment ....	25284910	11/19/2021 Vol. 47/225
Final 19-11.004	Excessive Trading in the FRS Investment Plan	21472325	Effective: 02/19/2019
Proposed 19-11.001 ......	Florida Retirement System (FRS) eligible employees may submit their initial election and second plan election by electronic means. Rule 19-11.001 is being amended to provide a definition of “electronic signature,” and to ....	21280653	12/20/2018 Vol. 44/246
Development 19-11.001 ......	Florida Retirement System (FRS) eligible employees may submit their initial election and second plan election by electronic means. Rule 19-11.001 is being amended to provide a definition of “electronic signature,” and to ....	21135832	11/8/2018 Vol. 44/219
Final 19-11.004	Excessive Trading in the FRS Investment Plan	20005685	Effective: 02/12/2018
Correction 19-11.001 ......	Definitions, Beneficiary Designations and Distributions for FRS Investment Plan, Distributions from FRS Investment Plan Accounts, Excessive Trading in the FRS Investment Plan, Enrollment Procedures for ....	19763185	11/21/2017 Vol. 43/225
Proposed 19-11.001 ......	The rule amendments to Rule 19-11.001 serve to indicate that a “member” of the Investment Plan includes an individual who is deemed to be a renewed member pursuant to Section 121.122, Florida Statutes, which has been amended ....	19587615	10/27/2017 Vol. 43/209
Development 19-11.001 ......	The rule amendments to Rule 19-11.001 serve to indicate that a “member” of the Investment Plan includes an individual who is deemed to be a renewed member pursuant to Section 121.122, Florida Statutes, which has been amended ....	19356367	8/30/2017 Vol. 43/169
Final 19-11.004	Excessive Trading in the FRS Investment Plan	18788432	Effective: 04/12/2017
Proposed 19-11.001 ......	To amend Rule 19-11.001, F.A.C. to add new definitions for “death in the line of duty” and “special risk member;” to clarify other definitions; and to correct some typographical errors. To amend Rule 19-11.003, F.A.C. to ....	18299067	11/23/2016 Vol. 42/228
Development 19-11.001 ......	To amend Rule 19-11.001, F.A.C. to add new definitions for “death in the line of duty” and “special risk member; to clarify other definitions; and to correct some typographical errors. To amend Rule 19-11.003, F.A.C. to ....	18110984	10/6/2016 Vol. 42/195
Final 19-11.004	Excessive Trading in the FRS Investment Plan	16890433	Effective: 12/30/2015
Proposed 19-11.001 ......	To amend Rule 19-11.001, F.A.C. to clarify some definitions. To amend Rule 19-11.002, F.A.C. to incorporate the latest version of the beneficiary designation form and to reference the latest versions of the enrollment forms; ....	16465573	9/11/2015 Vol. 41/177
Public Meeting 19-11.001 ......	The Trustees of the State Board of Administration of Florida will be asked for permission to file a Notice of Proposed Rulemaking to amend the .... September 1, 2015, 9:00 a.m. (ET) – conclusion of the meetin.... Treasury on the Plaza, 24 Cathedral Place St. Augustine, Flo....	16380989	8/26/2015 Vol. 41/166
Development 19-11.001 ......	To amend Rule 19-11.001 to clarify some definitions. To amend Rule 19-11.002 to incorporate the latest version of the beneficiary designation form and to reference the latest versions of the enrollment forms; to indicate ....	16308627	8/5/2015 Vol. 41/151
Final 19-11.004	Excessive Trading in the FRS Investment Plan	14904164	Effective: 08/18/2014
Proposed 19-11.001 ......	To amend Rule 19-11.001, F.A.C., to add a definition of “Retirement Date Fund,” and make a technical correction. To amend Rule 19-11.004, F.A.C., to indicate that members having a Self-Directed Brokerage Account (“SDBA”) ....	14751874	6/26/2014 Vol. 40/124
Final 19-11.004	Excessive Trading in the FRS Investment Plan	14579020	Effective: 06/05/2014
Public Meeting 19-11.001 ......	The Trustees of the State Board of Administration of Florida will consider proposed amendments to the following rules and will be asked for .... June 17, 2014, 9:00 a.m. (ET) – conclusion of the meeting. Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, ....	14641294	6/3/2014 Vol. 40/107
Development 19-11.001 ......	To amend Rule 19-11.001, F.A.C., to add a definition of “Retirement Date Fund, ” and make a technical correction. To amend Rule 19-11.004, F.A.C., to indicate that members having a Self-Directed Brokerage Account (“SDBA”) ....	14600069	5/21/2014 Vol. 40/99
Proposed 19-11.001 ......	For Rules 19-11.001, 19-11.004 and 19-11.005, F.A.C., amendments are being made to reflect the fact that a self-directed brokerage account (“SDBA”) is being made available as an additional investment option to members of ....	14194706	2/18/2014 Vol. 40/33
Development 19-11.001 ......	For Rules 19-11.001, 19-11.004 and 19-11.005, F.A.C., amendments are being made to reflect the fact that a self-directed brokerage account (“SDBA”) is being made available as an additional investment option to members of ....	13881881	12/6/2013 Vol. 39/236
Final 19-11.004	Excessive Trading in the FRS Investment Plan	11679981	Effective: 07/12/2012
Proposed 19-11.001 ......	To amend Rule 19-11.001, F.A.C., to include all pertinent definitions contained in Rule Chapters 19-11, 19-12 and 19-13, F.A.C., and to update such information. To amend Rule 19-11.002, F.A.C., to set forth information on ....	11483653	5/11/2012 Vol. 38/19
Public Meeting 19-11.001 ......	The Trustees of the State Board of Administration of Florida will consider proposed amendments to the following rules and will be asked for .... April 24, 2012, 9:00 a.m. (ET) to conclusion of the meeting Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, ....	11367932	4/13/2012 Vol. 38/15
Development 19-11.001 ......	To amend Rule 19-11.001, F.A.C., to include all pertinent definitions contained in Rule Chapters 19-11, 19-12 and 19-13, F.A.C., and to update such information. To amend Rule 19-11.002, F.A.C., to set forth information on ....	11288295	3/23/2012 Vol. 38/12
Final 19-11.004	Excessive Trading in the FRS Investment Plan	8108635	Effective: 01/07/2010
Public Meeting 19-11.002 ......	The Trustees of the State Board of Administration, on December 8, 2009, will consider proposed amended rules and will be asked for permission .... Tuesday, December 8, 2009, 9:00 a.m. – until conclusion Cabinet Meeting Room, Lower Level, The Capitol, Monroe Street ....	7968858	11/25/2009 Vol. 35/47
Proposed 19-11.002 ......	To adopt revised forms; to adopt one definition; to clarify certain procedures; and to reflect recent legislative changes pertaining to employment after retirement.	7825880	10/23/2009 Vol. 35/42
Public Meeting 19-11.002 ......	The Trustees of the State Board of Administration, on October 13, 2009, will consider proposed amended rules and will be asked for permission .... Tuesday, October 13, 2009, 9:00 a.m. – conclusion Cabinet Meeting Room, Lower Level, The Capitol, Monroe Street ....	7685521	10/2/2009 Vol. 35/39
Development 19-11.002 ......	To amend the beneficiary rule to provide the designation can be done electronically; to amend the distributions rule to add information pertaining to electronic distribution requests, required minimum distributions, distributions ....	7592013	9/4/2009 Vol. 35/35
Final 19-11.004	Excessive Trading in the FRS Investment Plan	6494264	Effective: 12/08/2008
Public Hearing 19-11.002 ......	The Trustees of the State Board of Administration, on October 14, 2008, will consider proposed amended rules and will be asked for permission .... Tuesday, October 14, 2008, 9:00 AM until conclusion Cabinet Meeting Room, Lower Level, The Capitol, Apalachee Parkway ....	6109174	9/12/2008 Vol. 34/37
Proposed 19-11.002 ......	To amend existing rules to add new policies, to change policies, and to address new legislation.	5960958	8/8/2008 Vol. 34/32
Public Hearing 19-11.002 ......	The Trustees of the State Board of Administration, on July 29, 2008, will consider proposed amended rules and will be asked for permission to .... Tuesday, July 29, 2008; 9:00 AM to conclusion Cabinet meeting room, Lower Level, The Capitol, Monroe Street ....	5860951	7/18/2008 Vol. 34/29
Development 19-11.002 ......	To amend existing rules to provide updated procedures for the FRS Investment Plan.	5785000	6/27/2008 Vol. 34/26
Final 19-11.004	Excessive Trading in the FRS Investment Plan	4735363	Effective: 10/25/2007
Public Meeting 19-11.002 ......	The Trustees will consider proposed new and amended rules and will be asked for permission to file them for adoption. Rule 19-11.002, beneficiary .... 9AM until conclusion, Tuesday, October 2, 2007 Cabinet Meeting Room, Lower Level, The Capitol, Apalachee Parkway ....	4587535	9/14/2007 Vol. 33/37
Proposed 19-11.002 ......	These rules are promulgated to implement recently adopted policies and to reflect legislative changes.in the FRS Investment Plan.	4482193	8/10/2007 Vol. 33/32
Public Hearing 19-11.002 ......	The Trustees of the State Board of Administration, on July 31, 2007, will consider proposed new and amended rules and will be asked for permission .... Tuesday, July 31, 2007, 9:00 a.m. – Until conclusion Cabinet Meeting Room, Lower Level, The Capitol, Monroe Street ....	4406242	7/20/2007 Vol. 33/29
Development 19-11.002 ......	To adopt new rules and amend existing rules for the FRS Investment Plan to reflect recent legislative and policy changes.	4292849	6/22/2007 Vol. 33/25
Final 19-11.004	Excessive Trading in the FRS Investment Plan	1394489	Effective: 03/09/2006
Change 19-11.003 ......	Distributions from FRS Investment Plan Accounts and Reemployment with an FRS-covered Employer, Excessive Trading in the FRS Investment Plan, FRS Investment Plan Complaint Procedures	26789	1/13/2006 Vol. 32/02

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