Rule: 19-11.004 Prev   Up   Next

Rule Title: Excessive Trading in the FRS Investment Plan
Department: STATE BOARD OF ADMINISTRATION    Add to MyFLRules Favorites
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Division: Departmental
Chapter: PROCEDURES FOR THE PUBLIC EMPLOYEE OPTIONAL RETIREMENT PROGRAM

Latest version of the final adopted rule presented in Florida Administrative Code (FAC):

VIEW_RULE Effective Date: 2/19/2019
History Notes: Rulemaking Authority 121.4501(8) FS. Law Implemented 121.4501(13), (14), (15) FS. History–New 10-21-04, Amended 3-9-06, 10-25-07, 12-8-08, 1-7-10, 7-12-12, 6-5-14, 8-18-14, 12-30-15, 4-12-17, 2-12-18, 2-19-19.
References in this version: Ref-08700 Transfer Request Form- Excessive Fund Trading Violators
History of this Rule since Jan. 6, 2006
Notice /
Adopted
Section Description ID Publish
Date
View Text Final
19-11.004
Excessive Trading in the FRS Investment Plan 21472325 Effective:
02/19/2019
View Text Proposed
19-11.001
......
Florida Retirement System (FRS) eligible employees may submit their initial election and second plan election by electronic means. Rule 19-11.001 is being amended to provide a definition of “electronic signature,” and to .... 21280653 12/20/2018
Vol. 44/246
View Text Development
19-11.001
......
Florida Retirement System (FRS) eligible employees may submit their initial election and second plan election by electronic means. Rule 19-11.001 is being amended to provide a definition of “electronic signature,” and to .... 21135832 11/8/2018
Vol. 44/219
View Text Final
19-11.004
Excessive Trading in the FRS Investment Plan 20005685 Effective:
02/12/2018
View Text Correction
19-11.001
......
Definitions, Beneficiary Designations and Distributions for FRS Investment Plan, Distributions from FRS Investment Plan Accounts, Excessive Trading in the FRS Investment Plan, Enrollment Procedures for .... 19763185 11/21/2017
Vol. 43/225
View Text Proposed
19-11.001
......
The rule amendments to Rule 19-11.001 serve to indicate that a “member” of the Investment Plan includes an individual who is deemed to be a renewed member pursuant to Section 121.122, Florida Statutes, which has been amended .... 19587615 10/27/2017
Vol. 43/209
View Text Development
19-11.001
......
The rule amendments to Rule 19-11.001 serve to indicate that a “member” of the Investment Plan includes an individual who is deemed to be a renewed member pursuant to Section 121.122, Florida Statutes, which has been amended .... 19356367 8/30/2017
Vol. 43/169
View Text Final
19-11.004
Excessive Trading in the FRS Investment Plan 18788432 Effective:
04/12/2017
View Text Proposed
19-11.001
......
To amend Rule 19-11.001, F.A.C. to add new definitions for “death in the line of duty” and “special risk member;” to clarify other definitions; and to correct some typographical errors. To amend Rule 19-11.003, F.A.C. to .... 18299067 11/23/2016
Vol. 42/228
View Text Development
19-11.001
......
To amend Rule 19-11.001, F.A.C. to add new definitions for “death in the line of duty” and “special risk member; to clarify other definitions; and to correct some typographical errors. To amend Rule 19-11.003, F.A.C. to .... 18110984 10/6/2016
Vol. 42/195
View Text Final
19-11.004
Excessive Trading in the FRS Investment Plan 16890433 Effective:
12/30/2015
View Text Proposed
19-11.001
......
To amend Rule 19-11.001, F.A.C. to clarify some definitions. To amend Rule 19-11.002, F.A.C. to incorporate the latest version of the beneficiary designation form and to reference the latest versions of the enrollment forms; .... 16465573 9/11/2015
Vol. 41/177
View Text Public Meeting
19-11.001
......
The Trustees of the State Board of Administration of Florida will be asked for permission to file a Notice of Proposed Rulemaking to amend the ....
  September 1, 2015, 9:00 a.m. (ET) – conclusion of the meetin....
  Treasury on the Plaza, 24 Cathedral Place St. Augustine, Flo....
16380989 8/26/2015
Vol. 41/166
View Text Development
19-11.001
......
To amend Rule 19-11.001 to clarify some definitions. To amend Rule 19-11.002 to incorporate the latest version of the beneficiary designation form and to reference the latest versions of the enrollment forms; to indicate .... 16308627 8/5/2015
Vol. 41/151
View Text Final
19-11.004
Excessive Trading in the FRS Investment Plan 14904164 Effective:
08/18/2014
View Text Proposed
19-11.001
......
To amend Rule 19-11.001, F.A.C., to add a definition of “Retirement Date Fund,” and make a technical correction. To amend Rule 19-11.004, F.A.C., to indicate that members having a Self-Directed Brokerage Account (“SDBA”) .... 14751874 6/26/2014
Vol. 40/124
View Text Final
19-11.004
Excessive Trading in the FRS Investment Plan 14579020 Effective:
06/05/2014
View Text Public Meeting
19-11.001
......
The Trustees of the State Board of Administration of Florida will consider proposed amendments to the following rules and will be asked for ....
  June 17, 2014, 9:00 a.m. (ET) – conclusion of the meeting.
  Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, ....
14641294 6/3/2014
Vol. 40/107
View Text Development
19-11.001
......
To amend Rule 19-11.001, F.A.C., to add a definition of “Retirement Date Fund, ” and make a technical correction. To amend Rule 19-11.004, F.A.C., to indicate that members having a Self-Directed Brokerage Account (“SDBA”) .... 14600069 5/21/2014
Vol. 40/99
View Text Proposed
19-11.001
......
For Rules 19-11.001, 19-11.004 and 19-11.005, F.A.C., amendments are being made to reflect the fact that a self-directed brokerage account (“SDBA”) is being made available as an additional investment option to members of .... 14194706 2/18/2014
Vol. 40/33
View Text Development
19-11.001
......
For Rules 19-11.001, 19-11.004 and 19-11.005, F.A.C., amendments are being made to reflect the fact that a self-directed brokerage account (“SDBA”) is being made available as an additional investment option to members of .... 13881881 12/6/2013
Vol. 39/236
View Text Final
19-11.004
Excessive Trading in the FRS Investment Plan 11679981 Effective:
07/12/2012
View Text Proposed
19-11.001
......
To amend Rule 19-11.001, F.A.C., to include all pertinent definitions contained in Rule Chapters 19-11, 19-12 and 19-13, F.A.C., and to update such information. To amend Rule 19-11.002, F.A.C., to set forth information on .... 11483653 5/11/2012
Vol. 38/19
View Text Public Meeting
19-11.001
......
The Trustees of the State Board of Administration of Florida will consider proposed amendments to the following rules and will be asked for ....
  April 24, 2012, 9:00 a.m. (ET) to conclusion of the meeting
  Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, ....
11367932 4/13/2012
Vol. 38/15
View Text Development
19-11.001
......
To amend Rule 19-11.001, F.A.C., to include all pertinent definitions contained in Rule Chapters 19-11, 19-12 and 19-13, F.A.C., and to update such information. To amend Rule 19-11.002, F.A.C., to set forth information on .... 11288295 3/23/2012
Vol. 38/12
View Text Final
19-11.004
Excessive Trading in the FRS Investment Plan 8108635 Effective:
01/07/2010
View Text Public Meeting
19-11.002
......
The Trustees of the State Board of Administration, on December 8, 2009, will consider proposed amended rules and will be asked for permission ....
  Tuesday, December 8, 2009, 9:00 a.m. – until conclusion
  Cabinet Meeting Room, Lower Level, The Capitol, Monroe Street ....
7968858 11/25/2009
Vol. 35/47
View Text Proposed
19-11.002
......
To adopt revised forms; to adopt one definition; to clarify certain procedures; and to reflect recent legislative changes pertaining to employment after retirement. 7825880 10/23/2009
Vol. 35/42
View Text Public Meeting
19-11.002
......
The Trustees of the State Board of Administration, on October 13, 2009, will consider proposed amended rules and will be asked for permission ....
  Tuesday, October 13, 2009, 9:00 a.m. – conclusion
  Cabinet Meeting Room, Lower Level, The Capitol, Monroe Street ....
7685521 10/2/2009
Vol. 35/39
View Text Development
19-11.002
......
To amend the beneficiary rule to provide the designation can be done electronically; to amend the distributions rule to add information pertaining to electronic distribution requests, required minimum distributions, distributions .... 7592013 9/4/2009
Vol. 35/35
View Text Final
19-11.004
Excessive Trading in the FRS Investment Plan 6494264 Effective:
12/08/2008
View Text Public Hearing
19-11.002
......
The Trustees of the State Board of Administration, on October 14, 2008, will consider proposed amended rules and will be asked for permission ....
  Tuesday, October 14, 2008, 9:00 AM until conclusion
  Cabinet Meeting Room, Lower Level, The Capitol, Apalachee Parkway ....
6109174 9/12/2008
Vol. 34/37
View Text Proposed
19-11.002
......
To amend existing rules to add new policies, to change policies, and to address new legislation. 5960958 8/8/2008
Vol. 34/32
View Text Public Hearing
19-11.002
......
The Trustees of the State Board of Administration, on July 29, 2008, will consider proposed amended rules and will be asked for permission to ....
  Tuesday, July 29, 2008; 9:00 AM to conclusion
  Cabinet meeting room, Lower Level, The Capitol, Monroe Street ....
5860951 7/18/2008
Vol. 34/29
View Text Development
19-11.002
......
To amend existing rules to provide updated procedures for the FRS Investment Plan. 5785000 6/27/2008
Vol. 34/26
View Text Final
19-11.004
Excessive Trading in the FRS Investment Plan 4735363 Effective:
10/25/2007
View Text Public Meeting
19-11.002
......
The Trustees will consider proposed new and amended rules and will be asked for permission to file them for adoption. Rule 19-11.002, beneficiary ....
  9AM until conclusion, Tuesday, October 2, 2007
  Cabinet Meeting Room, Lower Level, The Capitol, Apalachee Parkway ....
4587535 9/14/2007
Vol. 33/37
View Text Proposed
19-11.002
......
These rules are promulgated to implement recently adopted policies and to reflect legislative changes.in the FRS Investment Plan. 4482193 8/10/2007
Vol. 33/32
View Text Public Hearing
19-11.002
......
The Trustees of the State Board of Administration, on July 31, 2007, will consider proposed new and amended rules and will be asked for permission ....
  Tuesday, July 31, 2007, 9:00 a.m. – Until conclusion
  Cabinet Meeting Room, Lower Level, The Capitol, Monroe Street ....
4406242 7/20/2007
Vol. 33/29
View Text Development
19-11.002
......
To adopt new rules and amend existing rules for the FRS Investment Plan to reflect recent legislative and policy changes. 4292849 6/22/2007
Vol. 33/25
View Text Final
19-11.004
Excessive Trading in the FRS Investment Plan 1394489 Effective:
03/09/2006
View Text Change
19-11.003
......
Distributions from FRS Investment Plan Accounts and Reemployment with an FRS-covered Employer, Excessive Trading in the FRS Investment Plan, FRS Investment Plan Complaint Procedures 26789 1/13/2006
Vol. 32/02