27426185, 69W-500.006 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 27426185

Notice of Development of Rulemaking

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

EXEMPT TRANSACTIONS

Overview

RULE:

69W-500.006	Commissions and Compensation Payable in Connection with an Offering Exempted Pursuant to Section 517.061(11), F.S
69W-500.011	Registration of Issuer Under Section 517.061(11), F.S., as Dealer

PURPOSE:

The purpose and effect is to conform the rules to Chapter 2023-205, Laws of Florida, which amended chapter 517, Florida Statutes, to no longer require the registration of issuers or their associated persons and to clarify who may receive commissions and compensation for the sale of an issuer’s securities.

SUBJECT:

Securities Regulation.

RULEMAKING AUTHORITY:

517.03, FS.

LAW:

517.061(11), 517.12(1), FS.

PRINT PUBLISH DATE:

8/11/2023 Vol. 49/156

RELATED STATUTES
AND LAWS:

517.03, FS., 517.061(11), 517.12(1), FS.

OVERSIGHT COMMITTEE:

Joint Administrative Procedures Committee
Florida Administrative Law Central Online Network (F.A.L.C.O.N.)

RELATED COURT CASES:

Division of Administrative Hearings

FEDERAL eRULEMAKING
WEB PORTAL:

Regulations.gov

HOW TO LINK TO
THIS NOTICE:

http://www.flrules.org/gateway/ruleno.asp?id=69W-500.006&PDate=8/11/2023&Section=1

REFERENCE MATERIALS:

No reference(s).

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