Rule: 69W-800.001 Prev Up Next
| Rule Title: Filing - Notification Registration Including Shelf Filings | |||
| Department: | DEPARTMENT OF FINANCIAL SERVICES |
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| Division: | Securities | ||
| Chapter: | NOTIFICATION REGISTRATION OF SECURITIES | ||
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
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Effective Date: | 3/21/2024 |
| History Notes: | Rulemaking Authority 517.03(1) FS. Law Implemented 517.082 FS. History–New 10-15-86, Amended 12-8-87, 7-31-91, 10-1-96, 10-20-97, Formerly 3E-800.001, Amended 11-22-10, 10-29-12, 9-22-14, 11-25-19, 8-8-21, 3-21-24. | |
| References in this version: |
Ref-11275 Form U-2 Uniform Consent to Service of Process (6-2016) Ref-16511 Form U-1, Uniform Application to Register Securities (04/17/23) |
| Notice / Adopted |
Description | ID | Publish Date |
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|---|---|---|---|---|
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Filing - Notification Registration Including Shelf Filings | 28116922 |
Effective: 03/21/2024 |
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Filing - Notification Registration Including Shelf Filings | 24805924 |
Effective: 08/08/2021 |
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Filing - Notification Registration Including Shelf Filings | 22604412 |
Effective: 11/25/2019 |
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Filing - Notification Registration Including Shelf Filings | 15035987 |
Effective: 09/22/2014 |
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Filing - Notification Registration Including Shelf Filings | 12164108 |
Effective: 10/29/2012 |
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Filing - Notification Registration Including Shelf Filings | 9397474 |
Effective: 11/22/2010 |
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Filing - Notification Registration Including Shelf Filings | 2868404 |
Effective: 10/20/1997 |
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