8069738, 69W-800.001 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 8069738

Notice of Development of Rulemaking

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

NOTIFICATION REGISTRATION OF SECURITIES

Overview

RULE:

69W-800.001	Filing - Notification Registration Including Shelf Filings
69W-800.003	Effective Registration (Repealed)
69W-800.004	Circulation of Preliminary Prospectus

PURPOSE:

Rule 69W-800.001, F.A.C., is amended to reflect the most current versions of federal regulations referenced in the rule, clarify the appropriate forms that must be filed for notification registrations and shelf filings, and reference the current versions of forms. Rule 69W-800.003, F.A.C., is amended to clarify the registration process. Rule 69W-800.004, F.A.C., is amended to reflect the most recent version of the Notification Registration form.

SUBJECT:

Securities Regulation.

RULEMAKING AUTHORITY:

517.03(1) FS.

LAW:

517.082, 120.53(1)(a), (b), 517.051(11) FS.

PRINT PUBLISH DATE:

12/24/2009 Vol. 35/51

RELATED STATUTES
AND LAWS:

517.03(1) FS., 517.082, 120.53(1)(a), (b), 517.051(11) FS.

OVERSIGHT COMMITTEE:

Joint Administrative Procedures Committee
Florida Administrative Law Central Online Network (F.A.L.C.O.N.)

RELATED COURT CASES:

Division of Administrative Hearings

FEDERAL eRULEMAKING
WEB PORTAL:

Regulations.gov

HOW TO LINK TO
THIS NOTICE:

http://www.flrules.org/gateway/ruleno.asp?id=69W-800.001&PDate=12/24/2009&Section=1

REFERENCE MATERIALS:

No reference(s).

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