Rule: 69W-700.001 Prev   Up   Next

Rule Title: Registration of Securities
Department: DEPARTMENT OF FINANCIAL SERVICES    Add to MyFLRules Favorites
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Division: Securities
Chapter: REGISTRATION OF SECURITIES

Latest version of the final adopted rule presented in Florida Administrative Code (FAC):

VIEW_RULE Effective Date: 1/17/2021
History Notes: Rulemaking Authority 517.03 FS. Law Implemented 517.07, 517.081, 517.101 FS. History–New 9-20-82, Formerly 3E-20.011, 3E-700.01, Amended 7-31-91, Formerly 3E-700.001, Amended 9-22-14, 12-29-15, 11-25-19, 1-17-21.
References in this version: Ref-06082 Form OFR-S-1-91
Ref-06085 Form OFR-S-7-91
Ref-06086 Form OFR-S-12-97
Ref-11275 Form U-2 Uniform Consent to Service of Process (6-2016)
History of this Rule since Jan. 6, 2006
Notice /
Adopted
Section Description ID Publish
Date
View Text Final
69W-700.001
Registration of Securities 24066396 Effective:
01/17/2021
View Text Final
69W-700.001
Registration of Securities 22604121 Effective:
11/25/2019
View Text Final
69W-700.001
Registration of Securities 16895671 Effective:
12/29/2015
View Text Final
69W-700.001
Registration of Securities 15037248 Effective:
09/22/2014
View Text Final
69W-700.001
Registration of Securities 2866076 Effective:
07/31/1991