Rule: 69W-600.0133 Prev   Up   Next

Rule Title: Use of Senior - Specific Certifications and Professional Designations by Associated Persons and Investment Advisers
Department: DEPARTMENT OF FINANCIAL SERVICES    Add to MyFLRules Favorites
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Division: Securities
Chapter: REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS

Latest version of the final adopted rule presented in Florida Administrative Code (FAC):

VIEW_RULE Effective Date: 9/22/2014
History Notes: Rulemaking Authority 517.03(1), 517.1215(2), 517.1217 FS. Law Implemented 517.1215(2), 517.1217, 517.161 FS. History–New 1-18-09, Amended 9-22-14.
References in this version: No reference(s).
History of this Rule since Jan. 6, 2006
Notice /
Adopted
Section Description ID Publish
Date
View Text Final
69W-600.0133
Use of Senior - Specific Certifications and Professional Designations by Associated Persons and Investment Advisers 15039770 Effective:
09/22/2014
View Text Final
69W-600.0133
Use of Senior - Specific Certifications and Professional Designations by Associated Persons and Investment Advisers 6631519 Effective:
01/18/2009