Rule: 69W-600.008 Prev Up Next
| Rule Title: Termination of Registration as Dealer, Investment Adviser, Principal or Agent, or Notification of Branch Office (Repealed) | |||
| Department: | DEPARTMENT OF FINANCIAL SERVICES |
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| Division: | Securities | ||
| Chapter: | REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS | ||
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
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Effective Date: | 12/29/2015 |
| History Notes: | Rulemaking Authority 517.03(1) FS. Law Implemented 517.12(12)(b), 517.161(5) FS. History–New 12-5-79, Amended 9-20-82, Formerly 3E-600.08, Amended 7-29-90, 8-1-91, 6-16-92, 1-11-93, 6-22-98, 6-10-99, 5-10-00, 5-27-01, Formerly 3E-600.008, Amended 3-16-06, 11-22-10, 10-29-12, 11-11-13, Repealed 12-29-15. | |
| References in this version: | No reference(s). |
| Notice / Adopted |
Description | ID | Publish Date |
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|---|---|---|---|---|
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Termination of Registration as Dealer, Investment Adviser, Principal or Agent, or Notification of Branch Office (Repealed) | 16902849 |
Effective: 12/29/2015 |
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Termination of Registration as Dealer, Investment Adviser, Principal or Agent, or Notification of Branch Office | 13733762 |
Effective: 11/11/2013 |
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Termination of Registration as Dealer, Investment Adviser, Branch Office, Principal or Agent | 12165078 |
Effective: 10/29/2012 |
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Termination of Registration as Dealer, Investment Adviser, Branch Office, Principal or Agent | 9395728 |
Effective: 11/22/2010 |
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Termination of Registration as Dealer, Investment Adviser, Branch Office, Principal or Agent | 2864718 |
Effective: 03/16/2006 |
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