Rule: 69W-600.0015 Prev Up Next
| Rule Title: Canadian Dealer Notice-Filing | |||
| Department: | DEPARTMENT OF FINANCIAL SERVICES |
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| Division: | Securities | ||
| Chapter: | REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS | ||
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
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Effective Date: | 3/21/2024 |
| History Notes: | Rulemaking Authority 517.03, 517.12, 517.121(1) FS. Law Implemented 517.12 FS. History–New 5-15-07, Amended 11-22-10, 12-29-15, 1-18-21, 3-21-24. | |
| References in this version: |
Ref-06091 OFR Form CAN |
| Notice / Adopted |
Description | ID | Publish Date |
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|---|---|---|---|---|
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Canadian Dealer Notice-Filing | 28114788 |
Effective: 03/21/2024 |
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Canadian Dealer Notice-Filing | 24065038 |
Effective: 01/18/2021 |
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Canadian Dealer Notice-Filing | 16901103 |
Effective: 12/29/2015 |
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Canadian Dealer Notification | 9395146 |
Effective: 11/22/2010 |
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Canadian Dealer Notification | 4119607 |
Effective: 05/15/2007 |
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