Rule: 69W-500.017 Prev Up Next
| Rule Title: Compensatory Benefit Plan Exemption | |||
| Department: | DEPARTMENT OF FINANCIAL SERVICES |
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| Division: | Securities | ||
| Chapter: | EXEMPT TRANSACTIONS | ||
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
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Effective Date: | 9/22/2014 |
| History Notes: | Rulemaking Authority 517.03(1), 517.061(19) FS. Law Implemented 517.061(19) FS. History–New 11-25-01, Formerly 3E-500.017, Amended 9-30-10, 9-22-14. | |
| References in this version: | No reference(s). |
| Notice / Adopted |
Description | ID | Publish Date |
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Compensatory Benefit Plan Exemption | 15039188 |
Effective: 09/22/2014 |
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This is the Final Public Hearing on the adoption of proposed amendments to these rules, originally published on May 19, 2014, Vol. 40, No. 97, .... August 19, 2014, 9:00 a.m., during a regular meeting of the .... Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, .... |
14896695 |
8/4/2014 Vol. 40/150 |
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Disclosure Requirements of Section 517.061(11)(a)3., F.S, Unsolicited Purchase or Sale of Securities Pursuant to Section 517.061(13), F.S, Exemption/Charitable Contributions to Pooled Income Funds, Exemption .... | 14666126 |
6/10/2014 Vol. 40/112 |
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Disclosure Requirements of Section 517.061(11)(a)3., F.S, Unsolicited Purchase or Sale of Securities Pursuant to Section 517.061(13), F.S, Exemption/Charitable Contributions to Pooled Income Funds, Exemption .... | 14644107 |
6/4/2014 Vol. 40/108 |
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The rules are proposed for amendment to update references to incorporated material. The Office of Financial Regulation proposes to consolidate all material incorporated by reference in Chapter 69W, F.A.C. into a new proposed .... | 14547980 |
5/19/2014 Vol. 40/97 |
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The rules are proposed for amendment to update references to incorporated material. The Office of Financial Regulation proposes to consolidate all material incorporated by reference in Chapter 69W, F.A.C. into a new proposed .... | 14449719 |
4/15/2014 Vol. 40/73 |
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Compensatory Benefit Plan Exemption | 9161861 |
Effective: 09/30/2010 |
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This is the Final Public Hearing on the adoption of proposed amendments to the Rules 69W-500.008, 69W-500.013, 69W-500.015, 69W-500.016 and .... August 26, 2010, 9:00 a.m., during a regular meeting of the .... Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, .... |
8990850 |
8/13/2010 Vol. 36/32 |
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Rules 69W-500.008, .015, .016, and .017, F.A.C., are amended to reflect the most current versions of federal regulations and federal statutes referenced in the rules. Rule 69W-500.013, F.A.C., is amended to correct a cross .... | 8685785 |
6/18/2010 Vol. 36/24 |
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Rules 69W-500.008, .015, .016, and .017, F.A.C., are amended to reflect the most current versions of federal regulations and federal statutes referenced in the rules. Rule 69W-500.013, F.A.C., is amended to correct a cross .... | 8069156 |
12/24/2009 Vol. 35/51 |
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Compensatory Benefit Plan Exemption | 2863942 |
Effective: 11/25/2001 |
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