Rule: 69W-500.006 Prev Up Next
| Rule Title: Commissions and Compensation Payable in Connection with an Offering Exempted Pursuant to Section 517.061(11), F.S | |||
| Department: | DEPARTMENT OF FINANCIAL SERVICES |
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| Division: | Securities | ||
| Chapter: | EXEMPT TRANSACTIONS | ||
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
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Effective Date: | 3/21/2024 |
| History Notes: | Rulemaking Authority 517.03 FS. Law Implemented 517.061(11) FS. History–New 12-5-79, Amended 9-20-82, Formerly 3E-500.06, Amended 7-31-91, Formerly 3E-500.006, Amended 3-21-24. | |
| References in this version: | No reference(s). |
| Notice / Adopted |
Description | ID | Publish Date |
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Commissions and Compensation Payable in Connection with an Offering Exempted Pursuant to Section 517.061(11), F.S | 28114206 |
Effective: 03/21/2024 |
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The purpose and effect is to conform the rules to Chapter 2023-205, Laws of Florida, which amended chapter 517, Florida Statutes, to no longer require the registration of issuers or their associated persons and to clarify .... | 27941643 |
1/12/2024 Vol. 50/09 |
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The purpose and effect is to conform the rules to Chapter 2023-205, Laws of Florida, which amended chapter 517, Florida Statutes, to no longer require the registration of issuers or their associated persons and to clarify .... | 27426185 |
8/11/2023 Vol. 49/156 |
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Commissions and Compensation Payable in Connection with an Offering Exempted Pursuant to Section 517.061(11), F.S | 2862972 |
Effective: 07/31/1991 |
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