69W-500.004 : Computation of Number of Purchasers for Purposes of Section 517.061(11), F.S - Florida Administrative Rules, Law, Code, Register

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Rule: 69W-500.004 Prev Up Next

Rule Title: Computation of Number of Purchasers for Purposes of Section 517.061(11), F.S
Department:	DEPARTMENT OF FINANCIAL SERVICES	Add to MyFLRules Favorites
Division:	Securities
Chapter:	EXEMPT TRANSACTIONS

Latest version of the final adopted rule presented in Florida Administrative Code (FAC):

	Effective Date:	10/29/2012
	History Notes:	Rulemaking Authority 517.03 FS. Law Implemented 517.061(11) FS. History–New 12-5-79, Amended 9-20-82, Formerly 3E-500.04, Amended 7-31-91, Formerly 3E-500.004, Amended 5-15-07, 10-29-12.
	References in this version:	No reference(s).

History of this Rule since Jan. 6, 2006

Section	Description	ID	Publish Date

Final 69W-500.004	Computation of Number of Purchasers for Purposes of Section 517.061(11), F.S	12163623	Effective: 10/29/2012
Hearing 69W-500.004 ......	Computation of Number of Purchasers for Purposes of Section 517.061(11), F.S, General Solicitation or General Advertising in Connection with an Offering Exempted Under Section 517.061(11), F.S, Exemption/Mobile ....	11906088	8/24/2012 Vol. 38/34
Public Meeting 69W-500.004 ......	This is the Final Public Hearing on the adoption of proposed amendments to these rules, published on July 6, 2012, Vol. 38, No. 27, Florida .... August 21, 2012, 9:00 a.m., during a regular meeting of the .... Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, ....	11887270	8/17/2012 Vol. 38/33
Proposed 69W-500.004 ......	Rule 69W-500.004, F.A.C., is proposed for amendment to strike subparagraphs (1)(a), (b) and (c), which are redundant of Section 517.061(11), F.S. Rule 69W-500.007, F.A.C., is recommended for amendment to update definitions ....	11675422	7/6/2012 Vol. 38/27
Development 69W-500.004 ......	Rule 69W-500.004, F.A.C., is to be amended to strike subparagraphs (1)(a), (b), and (c), which are redundant of statutes. Rule 69W-500.007, F.A.C., is to be amended to define general solicitation or general advertising to ....	11525072	5/25/2012 Vol. 38/21
Final 69W-500.004	Computation of Number of Purchasers for Purposes of Section 517.061(11), F.S	4119219	Effective: 05/15/2007
Proposed 69W-500.004	The rule is being clarified to conform to statutory requirements regarding the exclusion of certain individuals as purchasers for securities offerings under Section 517.061(11), F.S.	3829674	2/23/2007 Vol. 33/08
Development 69W-500.004	The rule is clarified to conform to statutory requirements regarding the exclusion of certain individuals as purchasers for securities offerings under Section 517.061(11), F.S.	3332840	12/22/2006 Vol. 32/51
Final 69W-500.004	Computation of Number of Purchasers for Purposes of Section 517.061(11), F.S	2862778	Effective: 07/31/1991

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