69W-100.007 : Advertising and Sales Literature (Transferred) - Florida Administrative Rules, Law, Code, Register

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Rule: 69W-100.007 Prev Up Next

Rule Title: Advertising and Sales Literature (Transferred)
Department:	DEPARTMENT OF FINANCIAL SERVICES	Add to MyFLRules Favorites
Division:	Securities
Chapter:	SECURITIES

Latest version of the final adopted rule presented in Florida Administrative Code (FAC):

	Effective Date:	9/22/2014
	History Notes:	Rulemaking Authority 517.03 FS. Law Implemented 517.081 FS. History–New 12-5-79, Amended 9-20-82, Formerly 3E-100.07, 3E-100.007, Amended 9-30-10, 9-22-14, Transferred to 69W-700.030.
	References in this version:	No reference(s).

History of this Rule since Jan. 6, 2006

Section	Description	ID	Publish Date

Final 69W-100.007	Advertising and Sales Literature (Transferred)	15033077	Effective: 09/22/2014
Public Meeting 69W-100.007	This is the Final Public Hearing on the adoption of proposed amendments to this rule, originally published on May 19, 2014, Vol. 40, No. 97, .... August 19, 2014, 9:00 a.m., during a regular meeting of the .... Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, ....	14896404	8/4/2014 Vol. 40/150
Change 69W-100.007	Advertising and Sales Literature	14665253	6/10/2014 Vol. 40/112
Change 69W-100.007	Advertising and Sales Literature	14643913	6/4/2014 Vol. 40/108
Proposed 69W-100.007	The rule is proposed for amendment to update references to incorporated material. The Office of Financial Regulation proposes to consolidate all material incorporated by reference in Chapter 69W, F.A.C. into a new proposed ....	14544973	5/19/2014 Vol. 40/97
Development 69W-100.007	The rule is proposed for amendment to update references to incorporated material. The Office of Financial Regulation proposes to consolidate all material incorporated by reference in Chapter 69W, F.A.C. into a new proposed ....	14439340	4/15/2014 Vol. 40/73
Final 69W-100.007	Advertising and Sales Literature	9160794	Effective: 09/30/2010
Public Hearing 69W-100.007	This is the Final Public Hearing on the adoption of proposed amendments to the Rule 69W-100.007, F.A.C., published on June 18, 2010, in Vol. .... August 26, 2010, 9:00 a.m., during a regular meeting of the .... Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, ....	8990268	8/13/2010 Vol. 36/32
Proposed 69W-100.007	The rule is clarified to provide that if an advertisement or sales literature is in compliance with the requirements of NASD Rule 2210, relating to communications with the public, the material does not need to be approved ....	8681323	6/18/2010 Vol. 36/24
Development 69W-100.007	The rule is clarified to provide that if an advertisement or sales literature complies with NASD Rule 2210, the material does not need to be approved by or filed with the Office of Financial Regulation.	8068768	12/24/2009 Vol. 35/51
Final 69W-100.007	Advertising and Sales Literature	2861517	Effective: 09/20/1982

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