Reference: Ref-16478

Reference Name: The Investment Advisers Act of 1940 (15 U.S.C. ss. 80b-1 through 80b-21) 07-06-23
Agency: 69 Department of Financial Services
69W Securities

Original Document(s):
2/21/2024 The Investment Advisers Act of 1940 (15 U.S.C. ss. 80b-1 through 80b-21) 07-06-23
Modified Document(s): No Modified document(s).
Description: The Investment Advisers Act of 1940 (15 U.S.C. ss. 80b-1 through 80b-21) 07-06-23

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted
Section Description ID Publish
Date
View Text Final
69W-200.002
General Industry Standards Incorporated by Reference 28116631 Effective:
03/21/2024