Reference: Ref-12529

Reference Name: 17 CFR 15c2-1, 15c2-4, 15c2-5, 15c2-7, 15c2-8, 15c2-11, 15c2-12
Agency: 69 Department of Financial Services
69W Securities

Original Document(s):
12/16/2020
Modified Document(s): No Modified document(s).
Description:

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted
Section Description ID Publish
Date
View Text Final
69W-200.002
General Industry Standards Incorporated by Reference 24064456 Effective:
01/18/2021