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Reference: Ref-11284

Reference Name:	Investment Company Act of 1940 (15 U.S.C. §§80a-1 through 80a-64) (4-3-19)
Agency:	69 Department of Financial Services 69W Securities

Original Document(s):

4--15 U.S.C. 80a-1 through 80a-64 4-3-19.pdf

10/25/2019

Investment Company Act of 1940 (15 U.S.C. §§80a-1 through 80a-64) (4-3-19)

Modified Document(s):

No Modified document(s).

Description:

Investment Company Act of 1940 (15 U.S.C. §§80a-1 through 80a-64) (4-3-19)

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material

Section	Description	ID	Publish Date

Final 69W-200.002	General Industry Standards Incorporated by Reference	26765906	Effective: 02/14/2023
Final 69W-200.002	General Industry Standards Incorporated by Reference	24064456	Effective: 01/18/2021
Final 69W-200.002	General Industry Standards Incorporated by Reference	22601987	Effective: 11/26/2019

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