Reference: Ref-11282

Reference Name: Sections 2, 3, 4, 5, 6, 7, 8, and 10(a) of the Securities Act of 1933, (15 U.S.C. §§77b, 77c, 77d, 77e, 77f, 77g, 77h, and 77j) (6-4-19)
Agency: 69 Department of Financial Services
69W Securities

Original Document(s):
10/25/2019 Sections 2, 3, 4, 5, 6, 7, 8, and 10(a) of the Securities Act of 1933, (15 U.S.C. §§77b, 77c, 77d, 77e, 77f, ...
Modified Document(s): No Modified document(s).
Description: Sections 2, 3, 4, 5, 6, 7, 8, and 10(a) of the Securities Act of 1933, (15 U.S.C. §§77b, 77c, 77d, 77e, 77f, 77g, 77h, and 77j) (6-4-19)

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Rules/Notices using this Reference Material
Notice /
Adopted
Section Description ID Publish
Date
View Text Final
69W-200.002
General Industry Standards Incorporated by Reference 26765906 Effective:
02/14/2023
View Text Final
69W-200.002
General Industry Standards Incorporated by Reference 24064456 Effective:
01/18/2021
View Text Final
69W-200.002
General Industry Standards Incorporated by Reference 22601987 Effective:
11/26/2019