Florida Department of State and Division of Library and Information Services

Reference: Ref-11274

Reference Name: Form U-1, Uniform Application to Register Securities (9/16)
Agency: 69 Department of Financial Services
69W Securities

Original Document(s):
10/25/2019 Form U-1, Uniform Application to Register Securities (9/16)
Modified Document(s): No Modified document(s).
Description: Form U-1, Uniform Application to Register Securities (9/16)

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted		 Section Description ID Publish
Date
View Text Final
69W-800.001 		Filing - Notification Registration Including Shelf Filings 24805924 Effective:
08/08/2021
View Text Final
69W-800.001 		Filing - Notification Registration Including Shelf Filings 22604412 Effective:
11/25/2019
View Text Final
69W-800.004 		Circulation of Preliminary Prospectus 22604606 Effective:
11/25/2019



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