Reference: Ref-04563
| Reference Name: | SEC Rule 204-3 (17 C.F.R. §275.204-3); Rule 205-1 (17 C.F.R. §275.205-1); Rule 205-2 (17 C.F.R. §275.205-2); Rule 205-3 (17 C.F.R. §275.205-3); Rule 206(3)-1 (17 C.F.R. §275.206(3)-1); Rule 206(3)-2 (17 C.F.R. §275.206(3)-2); Rule 206(4)-1 (17 C.F.R. §275.206(4)-1; Rule 206(4)-3 (17 C.F.R. §275.206(4)-3, (4-1-14 edition) |
| Agency: | 69 Department of Financial Services 69W Securities |
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| Modified Document(s): | No Modified document(s). | |||||
| Description: | Incorporated by reference in Rule 69W-200.002, F.A.C. | |||||
Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.
Rules/Notices using this Reference Material| Notice / Adopted |
Description | ID | Publish Date |
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This rule is proposed to be amended to incorporate one new material by reference, SEC Rule 204-1 (17 C.F.R. 275.204-1), to be referenced in Rule 69W-600.0131, F.A.C. The effect of this incorporation is to require state .... | 15562891 |
1/29/2015 Vol. 41/19 |
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General Industry Standards Incorporated by Reference | 15033271 |
Effective: 09/22/2014 |
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