Reference: Ref-04542

Reference Name: Regulation M (17 CFR §242.100 through 242.105) (4-1-14 edition)
Agency: 69 Department of Financial Services
69W Securities

Original Document(s):
8/20/2014 Incorporated by reference in Rule 69W-200.002, F.A.C.
Modified Document(s): No Modified document(s).
Description: Incorporated by reference in Rule 69W-200.002, F.A.C.

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted
Section Description ID Publish
Date
View Text Final
69W-200.002
General Industry Standards Incorporated by Reference 22601987 Effective:
11/26/2019
View Text Final
69W-200.002
General Industry Standards Incorporated by Reference 15918299 Effective:
05/06/2015
View Text Final
69W-200.002
General Industry Standards Incorporated by Reference 15033271 Effective:
09/22/2014