Rule: 69W-800.004 Prev   Up   Next

Rule Title: Circulation of Preliminary Prospectus
Department: DEPARTMENT OF FINANCIAL SERVICES    Add to MyFLRules Favorites
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Division: Securities
Chapter: NOTIFICATION REGISTRATION OF SECURITIES

Latest version of the final adopted rule presented in Florida Administrative Code (FAC):

VIEW_RULE Effective Date: 11/25/2019
History Notes: Rulemaking Authority 517.03(1) FS. Law Implemented 517.082 FS. History–New 10-15-86, Amended 12-8-87, 7-31-91, 10-1-96, 10-20-97, Formerly 3E-800.004, Amended 11-22-10, 11-25-19.
References in this version: Ref-11274 Form U-1, Uniform Application to Register Securities (9/16)
History of this Rule since Jan. 6, 2006
Notice /
Adopted
Section Description ID Publish
Date
View Text Final
69W-800.004
Circulation of Preliminary Prospectus 22604606 Effective:
11/25/2019
View Text Proposed
69W-800.001
......
The purpose and effect is to amend Rules 69W-800.001 and 69W-800.004, F.A.C., to incorporate by reference the current versions of forms and to make the same available for public access through electronic hyperlink. Rule .... 22252302 8/13/2019
Vol. 45/157
View Text Development
69W-800.001
......
The purpose and effect is to amend Rules 69W-800.001 and 69W-800.004, F.A.C., to incorporate by reference the current versions of forms and to make the same available for public access through electronic hyperlink. Rule .... 22020666 6/20/2019
Vol. 45/120
View Text Final
69W-800.004
Circulation of Preliminary Prospectus 9397668 Effective:
11/22/2010
View Text Public Hearing
69W-800.001
......
This is the Final Public Hearing on the adoption of proposed amendments to Rules 69W-800.001, .003, and .004, F.A.C., published on August 20, ....
  October 12, 2010, 9:00 a.m., during a regular meeting of the ....
  Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, ....
9200370 10/1/2010
Vol. 36/39
View Text Proposed
69W-800.001
......
Rule 69W-800.001, F.A.C., is amended to reflect the latest versions of federal regulations referenced in the rule, clarify the appropriate forms that must be filed for notification registrations and shelf filings, and reference .... 8905684 8/20/2010
Vol. 36/33
View Text Development
69W-800.001
......
Rule 69W-800.001, F.A.C., is amended to reflect the most current versions of federal regulations referenced in the rule, clarify the appropriate forms that must be filed for notification registrations and shelf filings, .... 8069738 12/24/2009
Vol. 35/51
View Text Final
69W-800.004
Circulation of Preliminary Prospectus 2868598 Effective:
10/20/1997