Rule: 69W-200.001 Prev   Up   Next

Rule Title: Definitions
Department: DEPARTMENT OF FINANCIAL SERVICES    Add to MyFLRules Favorites
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Division: Securities
Chapter: DEFINITIONS

Latest version of the final adopted rule presented in Florida Administrative Code (FAC):

VIEW_RULE Effective Date: 11/15/2016
History Notes: Rulemaking Authority 517.03(1) FS. Law Implemented 517.07, 517.12, 517.021, 517.051, 517.061, 517.081, 517.161 FS. History–New 12-5-79, Amended 9-20-82, Formerly 3E-200.01, Amended 12-8-87, 10-14-90, 7-31-91, 6-16-92, 1-10-93, 5-5-94, 10-20-97, 8-9-98, 8-19-99, 10-30-03, Formerly 3E-200.001, Amended 5-15-07, 9-30-10, 11-11-13, 9-22-14, 11-15-16.
References in this version: No reference(s).
History of this Rule since Jan. 6, 2006
Notice /
Adopted
Section Description ID Publish
Date
View Text Final
69W-200.001
Definitions 18220885 Effective:
11/15/2016
View Text Proposed
69W-200.001
The rule is proposed to be amended to delete the reference to repealed Rule 69W-600.003(3), F.A.C., and replace it with Rule 69W-600.0024(4)(b), F.A.C. 17839190 8/4/2016
Vol. 42/151
View Text Development
69W-200.001
The rule is proposed for amendment to update references to a repealed rule. 17686318 6/24/2016
Vol. 42/123
View Text Final
69W-200.001
Definitions 15033174 Effective:
09/22/2014
View Text Public Meeting
69W-200.001
......
This is the Final Public Hearing on the adoption of proposed amendments to 69W-200.001 and adoption of proposed new rule 69W-200.002, originally ....
  August 19, 2014, 9:00 a.m., during a regular meeting of the ....
  Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, ....
14896501 8/4/2014
Vol. 40/150
View Text Change
69W-200.001
Definitions 14718603 6/26/2014
Vol. 40/124
View Text Proposed
69W-200.001
The rule is proposed for amendment to: update references to incorporated material; amend the definition of an accredited investor to define it according to federal rule; remove one unused and one duplicative definition; .... 14545458 5/19/2014
Vol. 40/97
View Text Development
69W-200.001
......
69W-200.001 is proposed for amendment to update references to incorporated material. The Office of Financial Regulation proposes to consolidate all material incorporated by reference in Chapter 69W, F.A.C. into a new proposed .... 14447003 4/15/2014
Vol. 40/73
View Text Final
69W-200.001
Definitions 13733083 Effective:
11/11/2013
View Text Public Meeting
69W-200.001
This is the Final Public Hearing on the adoption of proposed amendments to Rule 69W-200.001, F.A.C., published on August 14, 2013, Vol. 39/158, ....
  September 24, 2013, 9:00 a.m., during a regular meeting of the ....
  Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee
13499313 9/11/2013
Vol. 39/177
View Text Proposed
69W-200.001
The proposed rule amendment updates a definition to reflect statutory changes in the requirements of certain branch offices conducting securities transactions to notice file with the Office of Financial Regulation rather .... 13267871 8/14/2013
Vol. 39/158
View Text Development
69W-200.001
The proposed rule amendment updates a definition to reflect statutory changes in the requirements of certain branch offices conducting securities transactions to notice file with the Office of Financial Regulation rather .... 13237898 7/16/2013
Vol. 39/137
View Text Final
69W-200.001
Definitions 9160891 Effective:
09/30/2010
View Text Public Hearing
69W-200.001
This is the Final Public Hearing on the adoption of proposed amendments to Rule 69W-200.001, F.A.C., published on June 18, 2010, in Vol. 36, ....
  August 26, 2010, 9:00 a.m., during a regular meeting of the ....
  Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, ....
8990365 8/13/2010
Vol. 36/32
View Text Proposed
69W-200.001
The rule is amended to reflect the most current version of federal regulations and federal statutes referenced in the rule. The rule is also amended to replace references to the National Association of Securities Dealers .... 8681614 6/18/2010
Vol. 36/24
View Text Development
69W-200.001
The rule is amended to reflect the most current version of federal regulations and federal statutes referenced in the rule. The rule is also amended to replace references to the National Association of Securities Dealers .... 8068865 12/24/2009
Vol. 35/51
View Text Final
69W-200.001
Definitions 4117570 Effective:
05/15/2007
View Text Proposed
69W-200.001
Chapter 2006-213, Laws of Florida, contains amendments to Chapter 517, Florida Statutes, relating to the Florida Securities and Investors Protection Act. This law changed the definition of branch office and authorized the .... 3828122 2/23/2007
Vol. 33/08
View Text Development
69W-200.001
Chapter 2006-213, Laws of Florida, contains amendments to Chapter 517, Florida Statutes, relating to the Florida Securities and Investors Protection Act. This law contains a number of provisions relating to the licensing .... 3332355 12/22/2006
Vol. 32/51
View Text Final
69W-200.001
Definitions 2861808 Effective:
10/30/2003