Rule: 69W-800.004 Prev Up Next
| Rule Title: Circulation of Preliminary Prospectus | |||
| Department: | DEPARTMENT OF FINANCIAL SERVICES |
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| Division: | Securities | ||
| Chapter: | NOTIFICATION REGISTRATION OF SECURITIES | ||
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
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Effective Date: | 3/21/2024 |
| History Notes: | Rulemaking Authority 517.03(1) FS. Law Implemented 517.082 FS. History–New 10-15-86, Amended 12-8-87, 7-31-91, 10-1-96, 10-20-97, Formerly 3E-800.004, Amended 11-22-10, 11-25-19, 3-21-24. | |
| References in this version: |
Ref-16512 Form U-1, Uniform Application to Register Securities (04/17/23) |
| Notice / Adopted |
Description | ID | Publish Date |
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Circulation of Preliminary Prospectus | 28117019 |
Effective: 03/21/2024 |
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The purpose and effect is to incorporate Form U-1, Uniform Application to Register Securities, as amended on April 17, 2023, into the rules. | 27942322 |
1/12/2024 Vol. 50/09 |
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The purpose and effect is to incorporate Form U-1, Uniform Application to Register Securities, as amended on April 17, 2023 into the rule. | 27426476 |
8/11/2023 Vol. 49/156 |
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Circulation of Preliminary Prospectus | 22604606 |
Effective: 11/25/2019 |
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The purpose and effect is to amend Rules 69W-800.001 and 69W-800.004, F.A.C., to incorporate by reference the current versions of forms and to make the same available for public access through electronic hyperlink. Rule .... | 22252302 |
8/13/2019 Vol. 45/157 |
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The purpose and effect is to amend Rules 69W-800.001 and 69W-800.004, F.A.C., to incorporate by reference the current versions of forms and to make the same available for public access through electronic hyperlink. Rule .... | 22020666 |
6/20/2019 Vol. 45/120 |
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Circulation of Preliminary Prospectus | 9397668 |
Effective: 11/22/2010 |
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This is the Final Public Hearing on the adoption of proposed amendments to Rules 69W-800.001, .003, and .004, F.A.C., published on August 20, .... October 12, 2010, 9:00 a.m., during a regular meeting of the .... Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, .... |
9200370 |
10/1/2010 Vol. 36/39 |
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Rule 69W-800.001, F.A.C., is amended to reflect the latest versions of federal regulations referenced in the rule, clarify the appropriate forms that must be filed for notification registrations and shelf filings, and reference .... | 8905684 |
8/20/2010 Vol. 36/33 |
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Rule 69W-800.001, F.A.C., is amended to reflect the most current versions of federal regulations referenced in the rule, clarify the appropriate forms that must be filed for notification registrations and shelf filings, .... | 8069738 |
12/24/2009 Vol. 35/51 |
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Circulation of Preliminary Prospectus | 2868598 |
Effective: 10/20/1997 |
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