Rule: 69W-700.026 Prev Up Next
| Rule Title: Unsound Financial Condition | |||
| Department: | DEPARTMENT OF FINANCIAL SERVICES |
 Add to MyFLRules Favorites |
|
| Division: | Securities | ||
| Chapter: | REGISTRATION OF SECURITIES | ||
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
|
Effective Date: | 9/22/2014 |
| History Notes: | Rulemaking Authority 517.03(1) FS. Law Implemented 517.081(3), (7) FS. History–New 10-26-97, Formerly 3E-700.026, Amended 9-22-14. | |
| References in this version: | No reference(s). |
| Notice / Adopted |
Description | ID | Publish Date |
|
|---|---|---|---|---|
|
Unsound Financial Condition | 15038121 |
Effective: 09/22/2014 |
|
|
|
This is the Final Public Hearing on the adoption of proposed amendments to these rules, originally published on May 19, 2014, Vol. 40, No. 97, .... August 19, 2014, 9:00 a.m., during a regular meeting of the .... Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, .... |
14897083 |
8/4/2014 Vol. 40/150 |
|
|
|
Registration of Securities, Filing of Prospectus, Promoters Equity Investment Ratio, Voting Rights, Options or Warrants Granted Underwriters, Options and Warrants to Officers, Employees and Others, Preferred .... | 14663798 |
6/10/2014 Vol. 40/112 |
|
|
|
The rules are proposed for amendment to clearly state the forms required for the registration of securities; broaden the types of offerings to be all-inclusive and increase consumer protection; allow companies to determine .... | 14550696 |
5/19/2014 Vol. 40/97 |
|
|
|
The proposed amendment updates the rules relating to the registration of securities. | 14504233 |
4/30/2014 Vol. 40/84 |
|
|
|
Unsound Financial Condition | 2868113 |
Effective: 10/26/1997 |
|