Rule: 69U-100.045 Prev   Up   Next

Rule Title: Examination Manuals and Referenced Standards
Department: DEPARTMENT OF FINANCIAL SERVICES    Add to MyFLRules Favorites
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Division: FSC - Financial Institution Regulation
Chapter: FINANCIAL INSTITUTIONS GENERALLY

Latest version of the final adopted rule presented in Florida Administrative Code (FAC):

VIEW_RULE Effective Date: 9/11/2018
History Notes: Rulemaking Authority 655.012(2) FS. Law Implemented 655.045 FS. History–New 10-24-93, Formerly 3C-1.015, Amended 1-2-95, 6-4-95, 5-22-96, Formerly 3C-100.045, Amended 9-2-10, 7-27-15, 12-9-15, 9-11-18.
References in this version: Ref-05581 Federal Financial Institutions Examination Council, Bank Secrecy Act/Anti-Money Laundering Examination Manual (2014)
Ref-05585 Office of Financial Regulation, State Credit Union Examination Manual (11/3/2014)
Ref-09661 Federal Deposit Insurance Corporation RMS Manual of Examination Policies 4-2018
Ref-09662 Federal Deposit Insurance Corporation Trust Examination Manual (4/2018)
Ref-09670 National Credit Union Administration Examiner's Guide (5/2018)
History of this Rule since Jan. 6, 2006
Notice /
Adopted
Section Description ID Publish
Date
View Text Final
69U-100.045
Examination Manuals and Referenced Standards 20831834 Effective:
09/11/2018
View Text Change
69U-100.005
......
Florida Control of Money Laundering in Financial Institutions, Disapproval of Directors or Executive Officers, Examination Manuals and Referenced Standards, Reporting of Significant Events or Conditions.... 20635506 7/9/2018
Vol. 44/132
View Text Correction
69U-100.005
......
Florida Control of Money Laundering in Financial Institutions, Disapproval of Directors or Executive Officers, Examination Manuals and Referenced Standards, Reporting of Significant Events or Conditions.... 20605921 7/2/2018
Vol. 44/128
View Text Proposed
69U-100.005
......
The OFR proposes to substantially amend Rule 69U-100.005, F.A.C., to conform to and implement legislative amendments to Section 655.50, Florida Statutes (“F.S.”), the Florida Control of Money Laundering and Terrorist Financing .... 20546751 6/14/2018
Vol. 44/116
View Text Development
69U-100.005
......
The Office of Financial Regulation intends to amend Rule 69U-100.005, F.A.C., to conform to and implement recent legislative amendments to Section 655.50, F.S., the Florida Control of Money Laundering and Terrorist Financing .... 20255072 4/5/2018
Vol. 44/67
View Text Final
69U-100.045
Examination Manuals and Referenced Standards 16829032 Effective:
12/09/2015
View Text Proposed
69U-100.045
The proposed amendment will update the version of the Federal Deposit Insurance Corporation, DSC Risk Management Manual of Examination Policies that is incorporated by reference in this rule. 16426288 9/2/2015
Vol. 41/171
View Text Development
69U-100.045
The amendment will update the rule to incorporate the current version of the Federal Deposit Insurance Corporation, DSC Risk Management Manual of Examination Policies by reference. 16347912 8/17/2015
Vol. 41/159
View Text Final
69U-100.045
Examination Manuals and Referenced Standards 16228214 Effective:
07/27/2015
View Text Proposed
69U-100.045
The proposed amendments will update the versions of examination manuals that are incorporated by reference in this rule; comply with current requirements of Section 120.54(1)(i), F.S., for incorporating materials by reference; .... 15905301 4/16/2015
Vol. 41/74
View Text Development
69U-100.045
The proposed amendments will update the versions of examination manuals that are incorporated by reference in this rule; comply with current requirements of Section 120.54(1)(i), F.S., for incorporating materials by reference; .... 15842639 3/30/2015
Vol. 41/61
View Text Final
69U-100.045
Examination Manuals and Referenced Standards 9042745 Effective:
09/02/2010
View Text Public Hearing
69U-100.045
This is the Final Public Hearing on the adoption of proposed amendments to Rule 69U-100.045, F.A.C., published on June 18, 2010, in Vol. 36, ....
  July 29, 2010, 9:00 a.m., during a regular meeting of the Financial ....
  Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, ....
8883083 7/16/2010
Vol. 36/28
View Text Proposed
69U-100.045
The rule is being amended to reflect the manuals that the Division of Banking uses to examine state-chartered financial institutions. 8678898 6/18/2010
Vol. 36/24
View Text Development
69U-100.045
The rule is being amended to incorporate by reference current versions of examination manuals. 8096801 12/31/2009
Vol. 35/52
View Text Final
69U-100.045
Examination Manuals and Referenced Standards 2835036 Effective:
05/22/1996