Rule: 69B-162.011 Prev   Up   Next

Rule Title: Suitability and Disclosure in Annuity Investments - Forms Required
Department: DEPARTMENT OF FINANCIAL SERVICES    Add to MyFLRules Favorites
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Division: Division of Insurance Agent and Agency Services
Chapter: ANNUITY CONTRACTS

Latest version of the final adopted rule presented in Florida Administrative Code (FAC):

VIEW_RULE Effective Date: 10/21/2014
History Notes: Rulemaking Authority 624.308(1), 627.4554(9) FS. Law Implemented 627.4554 FS. History–New 12-25-09, Amended 10-21-14.
References in this version: Ref-04625 DFS-H1-1980
Ref-04626 DFS-H1-1981
History of this Rule since Jan. 6, 2006
Notice /
Adopted
Section Description ID Publish
Date
View Text Final
69B-162.011
Suitability and Disclosure in Annuity Investments - Forms Required 15148119 Effective:
10/21/2014
View Text Correction
69B-162.011
Suitability and Disclosure in Annuity Contracts-Forms Required. 15027742 9/8/2014
Vol. 40/174
View Text Change
69B-162.011
Suitability and Disclosure in Annuity Contracts-Forms Required. 14949075 8/19/2014
Vol. 40/161
View Text Proposed
69B-162.011
The proposed rule is amended to conform with revisions to s. 627.4554, F.S., as enacted by SB 166 (Chapter 2013-163, Laws of Florida). SB 166 substantially revised Florida consumer protection laws relating to the sales of .... 14575528 5/21/2014
Vol. 40/99
View Text Development
69B-162.011
The proposed rule is amended to conform with revisions to s. 627.4554, F.S., as enacted by SB 166 (Chapter 2013-163, Laws of Florida). SB 166 substantially revised Florida consumer protection laws relating to the sales of .... 14131462 2/3/2014
Vol. 40/22
View Text Withdrawal
69B-162.011
Suitability and Disclosure in Annuity Contracts-Forms Required. 11075574 6/1/2012
Vol. 38/22
View Text Change
69B-162.011
Suitability and Disclosure in Annuity Contracts-Forms Required. 10578546 11/4/2011
Vol. 37/44
View Text Proposed
69B-162.011
The purpose of the proposed rule amendment is to revise the existing rule to reflect certain provisions of Senate Bill 2176, a general insurance bill passed by the 2010 Legislature. The relevant statute, Section 626.99(4)(c), .... 10121773 7/22/2011
Vol. 37/29
View Text Development
69B-162.011
The purpose of the proposed rule amendment is to revise the existing rule to reflect certain provisions of Senate Bill 2176, a general insurance bill passed by the 2010 Legislature. The relevant statute, Section 626.99(4)(c), .... 9376813 11/19/2010
Vol. 36/46
View Text Final
69B-162.011
Suitability and Disclosure in Annuity Contracts-Forms Required. 7908912 Effective:
12/25/2009
View Text Variances
69B-162.011
waiver filed by Sun Life Assurance Company of Canada (U.S.). The petition seeks a 30-day waiver from Rule 69B-162.011, F.A.C., in order to have more time to revise its systems before being required to use the forms adopted .... 8066537 12/24/2009
Vol. 35/51
View Text Variances
69B-162.011
waiver filed by Liberty Life Insurance Company. The petition seeks a 30-day waiver from Rule 69B-162.011, F.A.C., in order to have more time to revise its systems before being required to use the forms adopted in Rule 69B-162.011, .... 8066440 12/24/2009
Vol. 35/51
View Text Variances
69B-162.011
permanent variance, filed by American Equity Investment Life Insurance Company. The petition seeks a permanent variance from the requirement in Form DFS-H1-1908, Annuity Suitability Questionnaire, incorporated in Rule 69B-162.011, .... 8066343 12/24/2009
Vol. 35/51
View Text Validity
69B-162.011
American Council of Life Insurance vs. Department of Financial Services; Case No.: 09-4909RP; Rule No.: 69B-162.011; Dismissed 7837617 10/30/2009
Vol. 35/43
View Text Validity
69B-162.011
American Council of Life Insurance vs. Department of Financial Services; Case No.: 09-4909RP; Rule No.: 69B-162.011; Petition 7836356 10/30/2009
Vol. 35/43
View Text Change
69B-162.011
Suitability and Disclosure in Annuity Contracts-Forms Required. 7509854 8/21/2009
Vol. 35/33
View Text Change
69B-162.011
Suitability and Disclosure in Annuity Contracts-Forms Required. 7491715 8/14/2009
Vol. 35/32
View Text Proposed
69B-162.011
The proposed rule implements Section 627.4554, Florida Statutes, by adopting an Annuity Suitability form and a Disclosure and Comparison of Annuity Contracts form for use in sales of annuities to senior consumers. 7159781 5/22/2009
Vol. 35/20
View Text Development
69B-162.011
The proposed rule implements Section 627.4554, Florida Statutes by adopting an Annuity Suitability form and a Disclosure and Comparison of Annuity Contracts form for use in sales of annuities to senior consumers. 6621334 1/16/2009
Vol. 35/02