Notice: 9114331
Notice of Variances and Waivers
Department: DEPARTMENT OF FINANCIAL SERVICES
Division: Securities
Chapter: REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS

VIEW NOTICE

Overview

RULE:
69W-600.0021   Effect of Law Enforcement Records on Applications for Registration as Associated Persons

PRINT PUBLISH DATE: 9/17/2010   Vol. 36/37

REFERENCE MATERIALS: No reference(s).