Notice: 6455561
Notice of Meeting/Workshop Hearing
Department: DEPARTMENT OF FINANCIAL SERVICES
Division: Securities
Chapter: REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS

VIEW NOTICE

Overview

RULE:
69W-600.013   Prohibited Business Practices for Dealers and Their Associated Persons
69W-600.0131   Prohibited Business Practices for Investment Advisers and Their Associated Persons
69W-600.0133   Use of Senior - Specific Certifications and Professional Designations by Associated Persons and Investment Advisers

  The Financial Services Commission, Office of Financial Regulation, announces a hearing to which all persons are invited.
DATE AND TIME:
PLACE:
Subject:
  A copy of the agenda may be obtained by contacting: Governor and Cabinet website at http://www.myflorida.com/myflorida/cabinet/mart.html. The agenda should be available approximately one week before the cabinet meeting.
PRINT PUBLISH DATE: 11/26/2008   Vol. 34/48
REFERENCE MATERIALS: No reference(s).