3332355, 69W-200.001 - Florida Administrative Rules, Law, Code, Register

Home

Florida Department of State and Division of Library and Information Services

Notice: 3332355

Notice of Development of Rulemaking

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

DEFINITIONS

Overview

RULE:

69W-200.001

Definitions

PURPOSE:

Chapter 2006-213, Laws of Florida, contains amendments to Chapter 517, Florida Statutes, relating to the Florida Securities and Investors Protection Act. This law contains a number of provisions relating to the licensing and regulatory functions of the Office of Financial Regulation. Among other things, the law amends provisions concerning licensing, notice filings, and other regulatory provisions in the area of securities regulation. The proposed rules implement and reflect the statutory changes. In particular, Rule 69W-200.001, F.A.C., is being amended to re-define the term “branch office” and specify exceptions to the definition.

SUBJECT:

Florida Securities and Investors Protection Act.

RULEMAKING AUTHORITY:

517.03(1) FS.

LAW:

517.07, 517.12, 517.021, 517.061, 517.051, 517.081, 517.161 FS.

PRINT PUBLISH DATE:

12/22/2006 Vol. 32/51

RELATED STATUTES
AND LAWS:

517.03(1) FS., 517.07, 517.12, 517.021, 517.061, 517.051, 517.081, 517.161 FS.

OVERSIGHT COMMITTEE:

Joint Administrative Procedures Committee
Florida Administrative Law Central Online Network (F.A.L.C.O.N.)

RELATED COURT CASES:

Division of Administrative Hearings

FEDERAL eRULEMAKING
WEB PORTAL:

Regulations.gov

HOW TO LINK TO
THIS NOTICE:

http://www.flrules.org/gateway/ruleno.asp?id=69W-200.001&PDate=12/22/2006&Section=1

REFERENCE MATERIALS:

No reference(s).

Under Florida law, E-mail addresses are public records. If you do not want your E-mail address released in response to a public records request, do not send electronic mail to this entity. Instead, contact this office by phone or in writing.