31492231, 69W-600.0015 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 31492231

Notice of Proposed Rule

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS

Overview

RULE:

69W-600.0015	Canadian Dealer Notice-Filing
69W-600.0018	Notice-Filing and Requirements for Florida Limited Offering Exemption Issuers
69W-600.0019	Registration of Florida Limited Offering Intermediaries
69W-600.0145	Requirements for Florida Intrastate Crowdfunding Intermediaries

PURPOSE:

The purpose and effect is to require a Canadian Broker-Dealer to provide its Canadian Revenue Agency Business Number, to update Form OFR CAN, Notice Filing for Canadian Broker-Dealer, Form FLO, Notice of Florida Limited Offering, and Form FLO-INT, Registration of Florida Limited Offering Intermediary application for use in OFR’s new electronic filing system, and to implement Chapter 2024-168, and Chapter 2025-28, Laws of Florida.

SUMMARY:

The rules are amended to require a Canadian Broker-Dealer to provide its Canadian Revenue Agency Business Number, to update Form OFR CAN, Notice Filing for Canadian Broker-Dealer, Form FLO, Notice of Florida Limited Offering, and Form FLO-INT, Registration of Florida Limited Offering Intermediary application for use in OFR’s new electronic filing system, and to implement Chapter 2024-168, and Chapter 2025-28, Laws of Florida.

RULEMAKING AUTHORITY:

517.03, 517.12, 517.121, 517.0611, 517.1611, FS.

LAW:

517.12, 517.121, 517.0611, 517.1611, FS.

PRINT PUBLISH DATE:

10/13/2026 Vol. 52/199

COMMENTS:

From 10/13/2026 To 11/3/2026 (21 Days)
The public comment period for this notice has already expired.

REFERENCE MATERIALS:

Ref-20324 Notice Filing for Canadian Broker-Dealer, OFR Form CAN (eff. 12/26)
Ref-20325 Form FLO Final Coded
Ref-20326 Form FLO-INT - Florida Limited Offering Intermediary Application

Under Florida law, E-mail addresses are public records. If you do not want your E-mail address released in response to a public records request, do not send electronic mail to this entity. Instead, contact this office by phone or in writing.