| Notice: 18221176 | |||
| Final Adopted Version in F.A.C. | |||
 |
|||
| Department: | DEPARTMENT OF FINANCIAL SERVICES | ||
| Division: | Securities | ||
| Chapter: | REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS | ||
|
|
|||
Overview |
|||
|
|||
| RULE: |
|
||
|
|||
| RULE FILE DATE: | 10/26/2016 | ||
|
|||
| RULE EFFECTIVE DATE: | 11/15/2016 | ||
|
|||
| HISTORY NOTES: | Rulemaking Authority 517.03(1), 517.1217 FS. Law Implemented 517.081, 517.1217, 517.161(1) FS. History–New 12-5-79, Amended 9-20-82, Formerly 3E-600.13, Amended 8-1-91, 6-16-92, 1-11-93, 11-7-93, 5-5-94, 9-9-96, 10-20-97, 1-25-00, 10-30-03, Formerly 3E-600.013, Amended 10-23-06, 1-18-09, 11-22-10, 9-22-14, 11-15-16. | ||
|
|||
|
|||
| OVERSIGHT COMMITTEE: | Joint Administrative Procedures Committee Florida Administrative Law Central Online Network (F.A.L.C.O.N.) |
||
|
|||
|
|||
| RELATED COURT CASES: | Division of Administrative Hearings | ||
|
|||
|
|||
| FEDERAL RULES
AND REGULATIONS: |
Electronic Code of Federal Regulations | ||
|
|||
|
|||
| HOW TO LINK TO
THIS NOTICE: |
http://www.flrules.org/gateway/ruleno.asp?id=69W-600.013&Section=0 | ||
|
|||
|
|||
| REFERENCE MATERIALS: | No reference(s). | ||
