17687385, 69W-1000.001 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 17687385

Notice of Development of Rulemaking

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

DISCIPLINARY GUIDELINES

Overview

RULE:

69W-1000.001

Disciplinary Guidelines

PURPOSE:

The rule is proposed for amendment to update the disciplinary guidelines incorporated by reference in the rule. The Office proposes to make changes to disciplinary guidelines for violations of several subsections of Chapter 69W, F.A.C.

SUBJECT:

Securities Regulation.

RULEMAKING AUTHORITY:

517.03(1), 517.1611(1) FS.

LAW:

517.1611(1), 517.191(4), 517.221(3) FS.

PRINT PUBLISH DATE:

6/24/2016 Vol. 42/123

RELATED STATUTES
AND LAWS:

517.03(1), 517.1611(1) FS., 517.1611(1), 517.191(4), 517.221(3) FS.

OVERSIGHT COMMITTEE:

Joint Administrative Procedures Committee
Florida Administrative Law Central Online Network (F.A.L.C.O.N.)

RELATED COURT CASES:

Division of Administrative Hearings

FEDERAL eRULEMAKING
WEB PORTAL:

Regulations.gov

HOW TO LINK TO
THIS NOTICE:

http://www.flrules.org/gateway/ruleno.asp?id=69W-1000.001&PDate=6/24/2016&Section=1

REFERENCE MATERIALS:

No reference(s).

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