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| FAR Issue Vol. 46/No. 146 | Section I | |
| Issue Date: July 28, 2020 | ||
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| Total number of notices in Section I: 5 |
| Notice / Adopted |
Description | ID | Publish Date |
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The Office is updating the delivery method of the data in Form OIR-B1-588 for a more effective method of collecting and analyzing the information. | 23467130 |
7/28/2020 Vol. 46/146 |
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The purpose and effect is to amend the Disciplinary Guidelines for Division 69W, Florida Administrative Code, incorporated by reference in Rule 69W-1000.001, F.A.C., in order to reflect current versions of FINRA rules and .... | 23469167 |
7/28/2020 Vol. 46/146 |
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The purpose and effect is to amend the existing rules to incorporate by reference the current versions of forms and other materials incorporated by reference, to make a violation of SEC Rule 17a-14 (17 C.F.R. §240.17a-14) .... | 23468973 |
7/28/2020 Vol. 46/146 |
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The purpose and effect is to amend the existing rule to remove securities manuals published by Standard & Poor’s Financial Services LLC from the list of recognized securities manuals. | 23468779 |
7/28/2020 Vol. 46/146 |
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The purpose and effect is to amend the existing rules to incorporate by reference the current versions of general industry standards and update cross-references and to incorporate by reference SEC Rule 17a-14 (17 C.F.R. .... | 23468682 |
7/28/2020 Vol. 46/146 |
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