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| FAR Issue Vol. 35/No. 51 |
Section I
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| Issue Date: December 24, 2009 | ||
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| Total number of notices in Section I: 35 |
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Description | ID | Publish Date |
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Rules 69W-500.008, .015, .016, and .017, F.A.C., are amended to reflect the most current versions of federal regulations and federal statutes referenced in the rules. Rule 69W-500.013, F.A.C., is amended to correct a cross .... | 8069156 |
12/24/2009 Vol. 35/51 |
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Rule 69W-301.002, F.A.C., is amended to provide notice to applicants of how forms and fees for registration shall be filed with the Office of Financial Regulation. The rule is also updated to reflect the most current version .... | 8069059 |
12/24/2009 Vol. 35/51 |
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Rule 69W-300.002, F.A.C., is amended to reflect the most current version of federal regulations and federal statutes referenced in the rule. The rule is also amended to replace references to the National Association of Securities .... | 8068962 |
12/24/2009 Vol. 35/51 |
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The rule is amended to reflect the most current version of federal regulations and federal statutes referenced in the rule. The rule is also amended to replace references to the National Association of Securities Dealers .... | 8068865 |
12/24/2009 Vol. 35/51 |
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The rule is clarified to provide that if an advertisement or sales literature complies with NASD Rule 2210, the material does not need to be approved by or filed with the Office of Financial Regulation. | 8068768 |
12/24/2009 Vol. 35/51 |
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