27426379, 69W-600.0016 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 27426379

Notice of Development of Rulemaking

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS

Overview

RULE:

69W-600.0016	Application for Registration as an Investment Adviser (State Registered)
69W-600.0024	Application for Registration as an Associated Person (Investment Adviser and Federal Covered Advisor)

PURPOSE:

The purpose and effect is to incorporate the North American Securities Administrators Association’s (“NASAA”) model rule concerning its Examination Validity Extension Program (“EVEP”) for associated persons of investment advisers and federal covered advisers.

SUBJECT:

Securities Regulation.

RULEMAKING AUTHORITY:

517.03, 517.12, FS.

LAW:

517.12, FS.

PRINT PUBLISH DATE:

8/11/2023 Vol. 49/156

RELATED STATUTES
AND LAWS:

517.03, 517.12, FS., 517.12, FS.

OVERSIGHT COMMITTEE:

Joint Administrative Procedures Committee
Florida Administrative Law Central Online Network (F.A.L.C.O.N.)

RELATED COURT CASES:

Division of Administrative Hearings

FEDERAL eRULEMAKING
WEB PORTAL:

Regulations.gov

HOW TO LINK TO
THIS NOTICE:

http://www.flrules.org/gateway/ruleno.asp?id=69W-600.0016&PDate=8/11/2023&Section=1

REFERENCE MATERIALS:

No reference(s).

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