Notice: 22252593
Notice of Proposed Rule
Department: DEPARTMENT OF FINANCIAL SERVICES
Division: Securities
Chapter: DISCIPLINARY GUIDELINES

VIEW NOTICE

Overview

RULE:
69W-1000.001   Disciplinary Guidelines
RULEMAKING AUTHORITY: 517.1611(1) FS.
LAW: 517.11, 517.121, 517.161, 517.1202, 517.1611(1), 517.191(4), 517.221(3), (4) FS.
PRINT PUBLISH DATE: 8/13/2019   Vol. 45/157
COMMENTS: From 8/13/2019 To 9/3/2019 (21 Days)
The public comment period for this notice has already expired.
REFERENCE MATERIALS: No reference(s).